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CN stocks fees(stocks,ETFs)

1. Fees Charged by FUTU

Type Fees Charged by
Commission 0.03%*transaction amount,minimum 3.00 CNH/order FUTU HK
Platform Fees 15 CNH per order FUTU HK

Notes: 

①  If an order is divided into multiple transactions, the order will only be charged once

②  Interest will be charged at 8.8% p.a. when the cash balance in an account is negative. Interest is calculated on a daily basis and is settled at the end of the month.

③ Valid orders are settled based on the trading day. Transactions in the same trading day will be treated as 1 order, while transactions in the different trading days will be treated as different orders to calculate transaction related fees.

 

2. Other Fees

Type Fees Charged by
Handling Fees

0.00341% of transaction amount

SSE/SZSE
Securities Management Fees 0.002% of transaction amount CSRC
Transfer Fees(CSDC ) 0.001% of transaction amount CSDC
Transfer Fees(HKSCC) 0.002% of transaction amount  HKEX
Stamp Duty(Only Charged when selling) 0.05% of transaction amount SAT
Portfolio Fees holding stock value * 0.008% / 365(calculated by day, charged by month) HKEX
Dividend Tax 10% of dividend and bonuses (Deduct by SAT at the time of dividend distribution) SAT

Note: ETFs in Northbound Stock Connect are exempt from Securities Management Fees, Transfer Fees(CSDC), and Stamp Duty, and the handling fee is 0.004% of the transaction amount. Other charges are the same as those for the underlying A-shares.

 

3. Other service charges

3.1 Fund Deposit/Withdrawal

Type Fees Charged By
Fund Deposit Free FUTU HK
Fund Withdrawal Free FUTU HK

3.2 Transfer Stock In/Out

Type Fees Charged By
Transfer Stock In Free FUTU HK
Transfer Stock Out 500 CNH per stock each time FUTU HK

Note: For manually processed stock transfers between diffferent brokerage accounts opened with Futu, transfer fees apply on a per-tranfer basis by type of stock(HK/US/A-shares).

3.3 Others

Type Fees Charged by
Dividend Collection Fee 0.5% of total cash dividend amount, minimum 20 CNH/time FUTU HK
Equity interest collection Fee 1 CNH/lot, (order size less than 1 lot count as 1 lot), minimum 20 CNH/time FUTU HK
Bonus share collection Fee 1 CNH/lot, (order size less than 1 lot count as 1 lot), minimum 20 CNH/time FUTU HK
Corproate Action Handling Fee 1 CNH/lot, (order size less than 1 lot count as 1 lot), minimum 20 CNH/time FUTU HK
Annual General Meeting Attend or authorize a third party to attend the Annual General Meeting of stockholders (maximum 1 person).OR entrust Futu Securities to vote on behalf of the stockholder.Administration fees: 50 CNH per application. FUTU HK
Mailing/Stamping of Daily and Monthly Account Statements 50 CNH per copy + postage fee FUTU HK
Dividend Recovery Minimum charge of 1000 CNH per order (payable irrespective of whether recovery is successful or not)If recovery is successful, a 10% service charge on dividend amount plus transfer fee (if any) is applicable FUTU HK
U.S. tax-related administrative & handling fee*

 

*Only applies to client who is U.S. person as defined by the U.S. Internal Revenue Service
HKD 150 per 1099 form FUTU HK
Request for Certificate of Account Opening / Account Verification/Reissue Statement
Please inquire FUTU Securities FUTU HK
Request the central clearing house for replacement certificates or other forms Please inquire FUTU Securities FUTU HK

Manual order

0.05% of the transaction amount on the basis of standard fee

FUTU HK

Note: Dividend collection on behalf of the company, if the dividend is less than 20 CNH, the actual dividend will be deducted in full.

Charges for other services not included above are subject to negotiation, please contact Futu for more information.